{"id":10648,"date":"2022-05-18T09:39:05","date_gmt":"2022-05-18T13:39:05","guid":{"rendered":"https:\/\/www.silverlaw.com\/blog\/?p=10648"},"modified":"2022-05-18T09:39:05","modified_gmt":"2022-05-18T13:39:05","slug":"darryl-cohen-barred-after-misappropriation-allegations-9-4m-damages","status":"publish","type":"post","link":"https:\/\/www.silverlaw.com\/blog\/darryl-cohen-barred-after-misappropriation-allegations-9-4m-damages\/","title":{"rendered":"Darryl Cohen Barred After Misappropriation Allegations, $9.4M Damages"},"content":{"rendered":"<p><img loading=\"lazy\" decoding=\"async\" class=\"alignleft wp-image-10649 size-full\" src=\"https:\/\/www.silverlaw.com\/blog\/wp-content\/uploads\/2022\/05\/Darryl-Cohen.png\" alt=\"Darryl Cohen (Darryl Matthew Cohen CRD# 2786613) is a former registered broker and investment advisor whose last known employer was Morgan Stanley (CRD#:149777) of Westlake Village, CA. His previous employers were Wells Fargo Advisors, LLC (CRD#:19616), also of Westlake Village, and Merrill Lynch, Pierce, Fenner &amp; Smith Incorporated (CRD#:7691) of New York, NY. He has been in the industry since 1997.  After a spate of customer disputes with similar allegations, Morgan Stanley terminated Cohen\u2019s employment on 3\/9\/21. The reason was due to \u201cAllegations relating to the representative's facilitation of outside client business and transactions not disclosed to or approved by Morgan Stanley and use of an unapproved platform to engage in inappropriate communications with clients.\u201d\" width=\"300\" height=\"200\" srcset=\"https:\/\/www.silverlaw.com\/blog\/wp-content\/uploads\/2022\/05\/Darryl-Cohen.png 300w, https:\/\/www.silverlaw.com\/blog\/wp-content\/uploads\/2022\/05\/Darryl-Cohen-180x120.png 180w\" sizes=\"auto, (max-width: 300px) 100vw, 300px\" \/>Darryl Cohen (Darryl Matthew Cohen CRD# <a href=\"https:\/\/brokercheck.finra.org\/individual\/summary\/2786613\" target=\"_blank\">2786613<\/a>) is a former registered broker and investment advisor whose last known employer was Morgan Stanley (CRD#:149777) of Westlake Village, CA. His previous employers were Wells Fargo Advisors, LLC (CRD#:19616), also of Westlake Village, and Merrill Lynch, Pierce, Fenner &amp; Smith Incorporated (CRD#:7691) of New York, NY. He has been in the industry since 1997. <a href=\"https:\/\/www.silverlaw.com\/blog\/darryl-cohen-barred-after-misappropriation-allegations-9-4m-damages\/#more-10648\" class=\"more-link\">Continue reading \u203a<\/a><\/p>\n","protected":false},"excerpt":{"rendered":"<p>Darryl Cohen (Darryl Matthew Cohen CRD# 2786613) is a former registered broker and investment advisor whose last known employer was Morgan Stanley (CRD#:149777) of Westlake Village, CA. His previous employers were Wells Fargo Advisors, LLC (CRD#:19616), also of Westlake Village, and Merrill Lynch, Pierce, Fenner &amp; Smith Incorporated (CRD#:7691) of New York, NY. He has [&hellip;]<\/p>\n","protected":false},"author":2,"featured_media":0,"comment_status":"closed","ping_status":"closed","sticky":false,"template":"","format":"standard","meta":{"footnotes":""},"categories":[591,580],"tags":[],"class_list":["post-10648","post","type-post","status-publish","format-standard","hentry","category-misappropriation","category-stockbroker-misconduct"],"yoast_head":"<!-- This site is optimized with the Yoast SEO plugin v27.4 - https:\/\/yoast.com\/product\/yoast-seo-wordpress\/ -->\n<title>Darryl Cohen Barred After Misappropriation Allegations, $9.4M Damages<\/title>\n<meta name=\"description\" content=\"Darryl Cohen is a former registered broker and investment advisor whose last known employer was Morgan Stanley of Westlake Village, CA.\" \/>\n<meta name=\"robots\" content=\"index, follow, max-snippet:-1, max-image-preview:large, max-video-preview:-1\" \/>\n<link rel=\"canonical\" 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