{"id":1062,"date":"2017-07-03T21:15:42","date_gmt":"2017-07-04T01:15:42","guid":{"rendered":"http:\/\/www.elderfinancialfraudattorneys.com\/?p=1062"},"modified":"2018-10-04T15:52:04","modified_gmt":"2018-10-04T19:52:04","slug":"new-finra-guidelines-aim-protect-seniors-elder-financial-fraud","status":"publish","type":"post","link":"https:\/\/www.silverlaw.com\/blog\/new-finra-guidelines-aim-protect-seniors-elder-financial-fraud\/","title":{"rendered":"New FINRA Guidelines Aim to Protect Seniors from Elder Financial Fraud"},"content":{"rendered":"<p><img decoding=\"async\" class=\"alignleft\" src=\"https:\/\/www.silverlaw.com\/blog\/wp-content\/uploads\/2017\/07\/FINRA_Regulations_Elder_Fraud.jpg\" alt=\"FINRA_Regulations_Elder_Fraud.jpg\" \/><\/p>\n<h2 style=\"text-align: justify;\">Learn about the safeguards that can help older investors<\/h2>\n<p style=\"text-align: justify;\">The Financial Industry Regulatory Authority (FINRA) is a nonprofit organization overseen by the government and tasked by the securities industry to protect investors through the creation and enforcement of rules and regulations. Periodically, FINRA makes adjustments and revisions to its guidelines, and the agency recently added measures to safeguard elderly investors.<\/p>\n<p style=\"text-align: justify;\">In its <a href=\"https:\/\/dlbjbjzgnk95t.cloudfront.net\/0911000\/911643\/regulatory-notice-17-13.pdf\"  rel=\"noopener\" target=\"_blank\"><span style=\"text-decoration: underline;\">17-13 regulatory notice<\/span><\/a>, FINRA spells out its new principal consideration, one of which is intended to protect vulnerable customers. Focusing on the undue influence a broker could have over a customer, the regulation \u201creaffirms that financial exploitation of senior and other vulnerable customers should result in strong sanctions.\u201d<\/p>\n<div class=\"read_more_link\"><a href=\"https:\/\/www.silverlaw.com\/blog\/new-finra-guidelines-aim-protect-seniors-elder-financial-fraud\/\"  title=\"Continue Reading New FINRA Guidelines Aim to Protect Seniors from Elder Financial Fraud\" class=\"more-link\">Continue reading \u203a<\/a><\/div>\n","protected":false},"excerpt":{"rendered":"<p>Learn about the safeguards that can help older investors The Financial Industry Regulatory Authority (FINRA) is a nonprofit organization overseen by the government and tasked by the securities industry to protect investors through the creation and enforcement of rules and regulations. Periodically, FINRA makes adjustments and revisions to its guidelines, and the agency recently added [&hellip;]<\/p>\n","protected":false},"author":2,"featured_media":1063,"comment_status":"closed","ping_status":"closed","sticky":false,"template":"","format":"standard","meta":{"footnotes":""},"categories":[1100],"tags":[9],"class_list":["post-1062","post","type-post","status-publish","format-standard","has-post-thumbnail","hentry","category-news","tag-finra"],"yoast_head":"<!-- This site is optimized with the Yoast SEO plugin v27.4 - https:\/\/yoast.com\/product\/yoast-seo-wordpress\/ -->\n<title>Protecting Seniors from Financial Fraud: New FINRA Guideline<\/title>\n<meta name=\"description\" content=\"FINRA&#039;s new regulation reaffirms that financial exploitation of senior and other vulnerable customers should result in strong sanctions.\" \/>\n<meta name=\"robots\" content=\"index, follow, max-snippet:-1, max-image-preview:large, max-video-preview:-1\" \/>\n<link rel=\"canonical\" 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minutes"},"schema":{"@context":"https:\/\/schema.org","@graph":[{"@type":"Article","@id":"https:\/\/www.silverlaw.com\/blog\/new-finra-guidelines-aim-protect-seniors-elder-financial-fraud\/#article","isPartOf":{"@id":"https:\/\/www.silverlaw.com\/blog\/new-finra-guidelines-aim-protect-seniors-elder-financial-fraud\/"},"author":{"name":"Silver Law Group","@id":"https:\/\/www.silverlaw.com\/blog\/#\/schema\/person\/de64d999508b1ad10d608a99f0d2e752"},"headline":"New FINRA Guidelines Aim to Protect Seniors from Elder Financial 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