{"id":10600,"date":"2022-04-27T09:47:13","date_gmt":"2022-04-27T13:47:13","guid":{"rendered":"https:\/\/www.silverlaw.com\/blog\/?p=10600"},"modified":"2022-04-27T09:47:13","modified_gmt":"2022-04-27T13:47:13","slug":"finra-bars-broker-anthony-didonna-over-forged-documents-and-misappropriated-funds","status":"publish","type":"post","link":"https:\/\/www.silverlaw.com\/blog\/finra-bars-broker-anthony-didonna-over-forged-documents-and-misappropriated-funds\/","title":{"rendered":"FINRA Bars Broker Anthony DiDonna Over Forged Documents And Misappropriated Funds"},"content":{"rendered":"<p><img loading=\"lazy\" decoding=\"async\" class=\"alignleft wp-image-10205 size-full\" src=\"https:\/\/www.silverlaw.com\/blog\/wp-content\/uploads\/2021\/10\/FiverrLossesSmall.jpg\" alt=\"Anthony DiDonna (Anthony Vincent DiDonna CRD# 7283414) is a former registered broker last employed with Equitable Advisors, LLC (CRD#:6627) of Woodbury, NY. He began working in the industry with Equitable in 2020, and has no other employers of record.  Equitable Advisors terminated DiDonna\u2019s employment on 4\/27\/2021 for \u201cunauthorized transactions and misappropriation of client funds.\u201d  On 4\/28\/2021, a customer filed a dispute indicating that they \u201cdid not authorize transfers from their accounts to fund new investments that were unauthorized.\u201d They also indicated that a signature on their account opening documents were \u201cforged.\u201d This claim is currently listed as \u201cpending.\u201d No additional information is available.  FINRA\u2019s investigation began on 12\/14\/2021, and DiDonna failed to provide documents and information as requested. Therefore, he was barred indefinitely and permanently by FINRA from association with any member, effective 3\/17\/2022.\" width=\"300\" height=\"200\" srcset=\"https:\/\/www.silverlaw.com\/blog\/wp-content\/uploads\/2021\/10\/FiverrLossesSmall.jpg 300w, https:\/\/www.silverlaw.com\/blog\/wp-content\/uploads\/2021\/10\/FiverrLossesSmall-180x120.jpg 180w\" sizes=\"auto, (max-width: 300px) 100vw, 300px\" \/>Anthony DiDonna (Anthony Vincent DiDonna CRD# <a href=\"https:\/\/brokercheck.finra.org\/individual\/summary\/7283414\" target=\"_blank\">7283414<\/a>) is a former registered broker last employed with Equitable Advisors, LLC (CRD#:6627) of Woodbury, NY. He began working in the industry with Equitable in 2020, and has no other employers of record. <a href=\"https:\/\/www.silverlaw.com\/blog\/finra-bars-broker-anthony-didonna-over-forged-documents-and-misappropriated-funds\/#more-10600\" class=\"more-link\">Continue reading \u203a<\/a><\/p>\n","protected":false},"excerpt":{"rendered":"<p>Anthony DiDonna (Anthony Vincent DiDonna CRD# 7283414) is a former registered broker last employed with Equitable Advisors, LLC (CRD#:6627) of Woodbury, NY. He began working in the industry with Equitable in 2020, and has no other employers of record. Continue reading \u203a<\/p>\n","protected":false},"author":2,"featured_media":0,"comment_status":"closed","ping_status":"closed","sticky":false,"template":"","format":"standard","meta":{"footnotes":""},"categories":[591,580],"tags":[],"class_list":["post-10600","post","type-post","status-publish","format-standard","hentry","category-misappropriation","category-stockbroker-misconduct"],"yoast_head":"<!-- This site is optimized with the Yoast SEO plugin v25.7 - https:\/\/yoast.com\/wordpress\/plugins\/seo\/ -->\n<title>FINRA Bars Broker Anthony DiDonna Over Forged Documents<\/title>\n<meta name=\"description\" content=\"Anthony DiDonna is a former registered broker last employed with Equitable Advisors, LLC (CRD#:6627) of Woodbury, NY.\" \/>\n<meta name=\"robots\" content=\"index, follow, max-snippet:-1, max-image-preview:large, max-video-preview:-1\" \/>\n<link rel=\"canonical\" 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