{"id":10575,"date":"2022-04-19T13:11:39","date_gmt":"2022-04-19T17:11:39","guid":{"rendered":"https:\/\/www.silverlaw.com\/blog\/?p=10575"},"modified":"2022-04-19T13:11:39","modified_gmt":"2022-04-19T17:11:39","slug":"joseph-stone-capital-brokers-douglas-rosenberg-adam-maggio-suspended","status":"publish","type":"post","link":"https:\/\/www.silverlaw.com\/blog\/joseph-stone-capital-brokers-douglas-rosenberg-adam-maggio-suspended\/","title":{"rendered":"Joseph Stone Capital Brokers Douglas Rosenberg &#038; Adam Maggio Suspended"},"content":{"rendered":"<p><img loading=\"lazy\" decoding=\"async\" class=\"alignleft wp-image-10576 size-full\" src=\"https:\/\/www.silverlaw.com\/blog\/wp-content\/uploads\/2022\/04\/Douglas-Rosenberg-Adam-Maggio.png\" alt=\"Douglas Rosenberg and Adam Maggio, brokers who currently work for and previously worked for Joseph Stone Capital, respectively, have been suspended. Both have been accused of churning accounts by customers.  Douglas Rosenberg  Douglas Rosenberg (Douglas Jarrett Rosenberg CRD# 3214215) is a registered broker currently registered with Joseph Stone Capital L.L.C. (CRD#:159744) of Mineola, NY. His previous employers include First Midwest Securities, Inc. (CRD#:21786) of Hauppauge, NY, Newbridge Securities Corporation (CRD#:104065) of Farmingdale, NY, and Securities Service Network, Inc. (CRD#:13318) of Knoxville, TN. He has been in the industry since 2000.  Rosenberg allegedly committed churning in three customer accounts between June 2017 and May 2020. Following these churning allegations, FINRA opened an investigation into Rosenberg\u2019s business practices, leading to the discovery of excessive trading and churning of the customer accounts.\" width=\"300\" height=\"200\" srcset=\"https:\/\/www.silverlaw.com\/blog\/wp-content\/uploads\/2022\/04\/Douglas-Rosenberg-Adam-Maggio.png 300w, https:\/\/www.silverlaw.com\/blog\/wp-content\/uploads\/2022\/04\/Douglas-Rosenberg-Adam-Maggio-180x120.png 180w\" sizes=\"auto, (max-width: 300px) 100vw, 300px\" \/>Douglas Rosenberg and Adam Maggio, brokers who currently work for and previously worked for Joseph Stone Capital, respectively, have been suspended. Both have been accused of churning accounts by customers. <a href=\"https:\/\/www.silverlaw.com\/blog\/joseph-stone-capital-brokers-douglas-rosenberg-adam-maggio-suspended\/#more-10575\" class=\"more-link\">Continue reading \u203a<\/a><\/p>\n","protected":false},"excerpt":{"rendered":"<p>Douglas Rosenberg and Adam Maggio, brokers who currently work for and previously worked for Joseph Stone Capital, respectively, have been suspended. Both have been accused of churning accounts by customers. Continue reading \u203a<\/p>\n","protected":false},"author":2,"featured_media":0,"comment_status":"closed","ping_status":"closed","sticky":false,"template":"","format":"standard","meta":{"footnotes":""},"categories":[589,580],"tags":[],"class_list":["post-10575","post","type-post","status-publish","format-standard","hentry","category-churning-2","category-stockbroker-misconduct"],"yoast_head":"<!-- This site is optimized with the Yoast SEO plugin v25.7 - https:\/\/yoast.com\/wordpress\/plugins\/seo\/ -->\n<title>Joseph Stone Brokers Douglas Rosenberg &amp; Adam Maggio Suspended<\/title>\n<meta name=\"description\" content=\"Douglas Rosenberg and Adam Maggio, brokers who currently and formerly worked for Joseph Stone Capital, respectively, have been suspended.\" \/>\n<meta name=\"robots\" content=\"index, follow, max-snippet:-1, max-image-preview:large, max-video-preview:-1\" \/>\n<link rel=\"canonical\" href=\"https:\/\/www.silverlaw.com\/blog\/joseph-stone-capital-brokers-douglas-rosenberg-adam-maggio-suspended\/\" \/>\n<meta name=\"twitter:card\" content=\"summary_large_image\" \/>\n<meta name=\"twitter:title\" content=\"Joseph Stone Brokers Douglas Rosenberg &amp; Adam Maggio Suspended\" \/>\n<meta name=\"twitter:description\" content=\"Douglas Rosenberg and Adam Maggio, brokers who currently and formerly worked for Joseph Stone Capital, respectively, have been suspended.\" \/>\n<meta name=\"twitter:image\" content=\"https:\/\/www.silverlaw.com\/blog\/wp-content\/uploads\/2022\/04\/Douglas-Rosenberg-Adam-Maggio.png\" \/>\n<meta name=\"twitter:label1\" content=\"Written by\" \/>\n\t<meta name=\"twitter:data1\" content=\"Silver Law Group\" \/>\n\t<meta name=\"twitter:label2\" content=\"Est. reading time\" \/>\n\t<meta name=\"twitter:data2\" content=\"5 minutes\" \/>\n<!-- \/ Yoast SEO plugin. -->","yoast_head_json":{"title":"Joseph Stone Brokers Douglas Rosenberg & Adam Maggio Suspended","description":"Douglas Rosenberg and Adam Maggio, brokers who currently and formerly worked for Joseph Stone Capital, respectively, have been suspended.","robots":{"index":"index","follow":"follow","max-snippet":"max-snippet:-1","max-image-preview":"max-image-preview:large","max-video-preview":"max-video-preview:-1"},"canonical":"https:\/\/www.silverlaw.com\/blog\/joseph-stone-capital-brokers-douglas-rosenberg-adam-maggio-suspended\/","twitter_card":"summary_large_image","twitter_title":"Joseph Stone Brokers Douglas Rosenberg & Adam Maggio Suspended","twitter_description":"Douglas Rosenberg and Adam Maggio, brokers who currently and formerly worked for Joseph Stone Capital, respectively, have been suspended.","twitter_image":"https:\/\/www.silverlaw.com\/blog\/wp-content\/uploads\/2022\/04\/Douglas-Rosenberg-Adam-Maggio.png","twitter_misc":{"Written by":"Silver Law Group","Est. reading time":"5 minutes"},"schema":{"@context":"https:\/\/schema.org","@graph":[{"@type":"WebPage","@id":"https:\/\/www.silverlaw.com\/blog\/joseph-stone-capital-brokers-douglas-rosenberg-adam-maggio-suspended\/","url":"https:\/\/www.silverlaw.com\/blog\/joseph-stone-capital-brokers-douglas-rosenberg-adam-maggio-suspended\/","name":"Joseph Stone Brokers Douglas Rosenberg & Adam Maggio Suspended","isPartOf":{"@id":"https:\/\/www.silverlaw.com\/blog\/#website"},"primaryImageOfPage":{"@id":"https:\/\/www.silverlaw.com\/blog\/joseph-stone-capital-brokers-douglas-rosenberg-adam-maggio-suspended\/#primaryimage"},"image":{"@id":"https:\/\/www.silverlaw.com\/blog\/joseph-stone-capital-brokers-douglas-rosenberg-adam-maggio-suspended\/#primaryimage"},"thumbnailUrl":"https:\/\/www.silverlaw.com\/blog\/wp-content\/uploads\/2022\/04\/Douglas-Rosenberg-Adam-Maggio.png","datePublished":"2022-04-19T17:11:39+00:00","author":{"@id":"https:\/\/www.silverlaw.com\/blog\/#\/schema\/person\/de64d999508b1ad10d608a99f0d2e752"},"description":"Douglas Rosenberg and Adam Maggio, brokers who currently and formerly worked for Joseph Stone Capital, respectively, have been suspended.","breadcrumb":{"@id":"https:\/\/www.silverlaw.com\/blog\/joseph-stone-capital-brokers-douglas-rosenberg-adam-maggio-suspended\/#breadcrumb"},"inLanguage":"en-US","potentialAction":[{"@type":"ReadAction","target":["https:\/\/www.silverlaw.com\/blog\/joseph-stone-capital-brokers-douglas-rosenberg-adam-maggio-suspended\/"]}]},{"@type":"ImageObject","inLanguage":"en-US","@id":"https:\/\/www.silverlaw.com\/blog\/joseph-stone-capital-brokers-douglas-rosenberg-adam-maggio-suspended\/#primaryimage","url":"https:\/\/www.silverlaw.com\/blog\/wp-content\/uploads\/2022\/04\/Douglas-Rosenberg-Adam-Maggio.png","contentUrl":"https:\/\/www.silverlaw.com\/blog\/wp-content\/uploads\/2022\/04\/Douglas-Rosenberg-Adam-Maggio.png","width":300,"height":200},{"@type":"BreadcrumbList","@id":"https:\/\/www.silverlaw.com\/blog\/joseph-stone-capital-brokers-douglas-rosenberg-adam-maggio-suspended\/#breadcrumb","itemListElement":[{"@type":"ListItem","position":1,"name":"Home","item":"https:\/\/www.silverlaw.com\/blog\/"},{"@type":"ListItem","position":2,"name":"Joseph Stone Capital Brokers Douglas Rosenberg &#038; 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