{"id":10537,"date":"2022-04-04T11:55:36","date_gmt":"2022-04-04T15:55:36","guid":{"rendered":"https:\/\/www.silverlaw.com\/blog\/?p=10537"},"modified":"2022-04-04T11:55:36","modified_gmt":"2022-04-04T15:55:36","slug":"david-khezri-permanently-barred-by-finra","status":"publish","type":"post","link":"https:\/\/www.silverlaw.com\/blog\/david-khezri-permanently-barred-by-finra\/","title":{"rendered":"David Khezri Permanently Barred By FINRA"},"content":{"rendered":"<p><img loading=\"lazy\" decoding=\"async\" class=\"alignleft wp-image-10205 size-full\" src=\"https:\/\/www.silverlaw.com\/blog\/wp-content\/uploads\/2021\/10\/FiverrLossesSmall.jpg\" alt=\"David Khezri (CRD# 2736831) is a previously registered broker whose last employer was Network 1 Financial Securities Inc. (CRD#:13577) of Hauppauge, NY. His previous employers include Worden Capital Management LLC (CRD#:148366) of Melville, NY, Joseph Stone Capital L.L.C. (CRD#:159744) and Cape Securities Inc. (CRD#:7072), both of Holbrook NY. Currently, Khezri is neither registered nor associated with any FINRA member firm.  Five of Khezri\u2019s former employers have been expelled by FINRA:  EKN Financial Services Inc. (CRD#:113525), Melville, NY, expelled on 10\/12\/2012 com Corp (CRD#:18281), Farmingville, NY, expelled on 8\/19\/2010 Seaboard Securities, Inc. (CRD#:755) of Florham Park, NJ, expelled on 2\/11\/2011 J. Meyers &amp; Co., Inc. (CRD#:15609) of Rochester, NY, expelled on 03\/01\/1999 Investors Associates, Inc. (CRD#:958) of Hackensack, NJ, expelled on 05\/14\/1998  He has been in the industry since 1996.  David Khezri has a customer dispute disclosure in his CRD dated 3\/15\/2021, alleging unsuitable excessive trading and churning, as well as common law fraud, breach of contract, and other misconduct. The client has requested damages of $187,000. This claim is currently pending.\" width=\"300\" height=\"200\" srcset=\"https:\/\/www.silverlaw.com\/blog\/wp-content\/uploads\/2021\/10\/FiverrLossesSmall.jpg 300w, https:\/\/www.silverlaw.com\/blog\/wp-content\/uploads\/2021\/10\/FiverrLossesSmall-180x120.jpg 180w\" sizes=\"auto, (max-width: 300px) 100vw, 300px\" \/>David Khezri (CRD# <a href=\"https:\/\/brokercheck.finra.org\/individual\/summary\/2736831\" target=\"_blank\">2736831<\/a>) is a previously registered broker whose last employer was Network 1 Financial Securities Inc. (CRD#:13577) of Hauppauge, NY. His previous employers include Worden Capital Management LLC (CRD#:148366) of Melville, NY, Joseph Stone Capital L.L.C. (CRD#:159744) and Cape Securities Inc. (CRD#:7072), both of Holbrook NY. Currently, Khezri is neither registered nor associated with any FINRA member firm. <a href=\"https:\/\/www.silverlaw.com\/blog\/david-khezri-permanently-barred-by-finra\/#more-10537\" class=\"more-link\">Continue reading \u203a<\/a><\/p>\n","protected":false},"excerpt":{"rendered":"<p>David Khezri (CRD# 2736831) is a previously registered broker whose last employer was Network 1 Financial Securities Inc. (CRD#:13577) of Hauppauge, NY. His previous employers include Worden Capital Management LLC (CRD#:148366) of Melville, NY, Joseph Stone Capital L.L.C. (CRD#:159744) and Cape Securities Inc. (CRD#:7072), both of Holbrook NY. Currently, Khezri is neither registered nor associated [&hellip;]<\/p>\n","protected":false},"author":2,"featured_media":0,"comment_status":"closed","ping_status":"closed","sticky":false,"template":"","format":"standard","meta":{"footnotes":""},"categories":[580],"tags":[],"class_list":["post-10537","post","type-post","status-publish","format-standard","hentry","category-stockbroker-misconduct"],"yoast_head":"<!-- This site is optimized with the Yoast SEO plugin v27.4 - https:\/\/yoast.com\/product\/yoast-seo-wordpress\/ -->\n<title>David Khezri Permanently Barred By FINRA &#8212;<\/title>\n<meta name=\"description\" content=\"David Khezri is a previously registered broker whose last employer was Network 1 Financial Securities Inc. of Hauppauge, NY.\" \/>\n<meta name=\"robots\" content=\"index, follow, max-snippet:-1, max-image-preview:large, max-video-preview:-1\" \/>\n<link rel=\"canonical\" href=\"https:\/\/www.silverlaw.com\/blog\/david-khezri-permanently-barred-by-finra\/\" 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