{"id":10446,"date":"2022-03-07T10:24:27","date_gmt":"2022-03-07T15:24:27","guid":{"rendered":"https:\/\/www.silverlaw.com\/blog\/?p=10446"},"modified":"2022-03-07T10:24:27","modified_gmt":"2022-03-07T15:24:27","slug":"broker-william-leboeuf-suspended-over-private-securities-transactions","status":"publish","type":"post","link":"https:\/\/www.silverlaw.com\/blog\/broker-william-leboeuf-suspended-over-private-securities-transactions\/","title":{"rendered":"Broker William LeBoeuf Suspended Over Private Securities Transactions"},"content":{"rendered":"<p><img loading=\"lazy\" decoding=\"async\" class=\"alignleft wp-image-10447 size-full\" src=\"https:\/\/www.silverlaw.com\/blog\/wp-content\/uploads\/2022\/03\/William-LeBoeuf.jpg\" alt=\"William LeBoeuf (CRD#: 2464080, aka \u201cWilliam W. Le Boeuf,\u201d \u201cBill LeBeouf,\u201d \u201cWilliam Walter LeBeouf\u201d) is a former broker and investment adviser whose last known employer was Cetera Advisor Networks LLC (CRD#:13572) of Beavercreek, OH. His previous employer employers include Merrill Lynch, Pierce, Fenner &amp; Smith Incorporated (CRD#:7691) of Miamisburg, OH, Morgan Stanley Smith Barney (CRD#:149777) and Citigroup Global Markets Inc. (CRD#:7059) of Dayton, OH.\u00a0 He has been in the industry since 1994.  LeBoeuf has only two disclosures in his FINRA CRD. The first one is his termination from Cetera Advisor Networks on 11\/21\/2019. Cetera discharged him after discovering that he had violated firm policies by participating in private securities transactions without prior firm approval.  LeBoeuf had begun conducting these transactions separate from his previous employment with Merrill Lynch. He first solicited a firm client via his personal email account. LeBoeuf also emailed a presentation to his potential investors without clearly explaining the risks of the investment. \u00a0\" width=\"300\" height=\"200\" srcset=\"https:\/\/www.silverlaw.com\/blog\/wp-content\/uploads\/2022\/03\/William-LeBoeuf.jpg 300w, https:\/\/www.silverlaw.com\/blog\/wp-content\/uploads\/2022\/03\/William-LeBoeuf-180x120.jpg 180w\" sizes=\"auto, (max-width: 300px) 100vw, 300px\" \/>William LeBoeuf (CRD#: <a href=\"https:\/\/brokercheck.finra.org\/individual\/summary\/2464080\" target=\"_blank\">2464080<\/a>, aka \u201cWilliam W. Le Boeuf,\u201d \u201cBill LeBeouf,\u201d \u201cWilliam Walter LeBeouf\u201d) is a former broker and investment adviser whose last known employer was Cetera Advisor Networks LLC (CRD#:13572) of Beavercreek, OH. His previous employer employers include Merrill Lynch, Pierce, Fenner &amp; Smith Incorporated (CRD#:7691) of Miamisburg, OH, Morgan Stanley Smith Barney (CRD#:149777) and Citigroup Global Markets Inc. (CRD#:7059) of Dayton, OH.\u00a0 He has been in the industry since 1994. <a href=\"https:\/\/www.silverlaw.com\/blog\/broker-william-leboeuf-suspended-over-private-securities-transactions\/#more-10446\" class=\"more-link\">Continue reading \u203a<\/a><\/p>\n","protected":false},"excerpt":{"rendered":"<p>William LeBoeuf (CRD#: 2464080, aka \u201cWilliam W. Le Boeuf,\u201d \u201cBill LeBeouf,\u201d \u201cWilliam Walter LeBeouf\u201d) is a former broker and investment adviser whose last known employer was Cetera Advisor Networks LLC (CRD#:13572) of Beavercreek, OH. His previous employer employers include Merrill Lynch, Pierce, Fenner &amp; Smith Incorporated (CRD#:7691) of Miamisburg, OH, Morgan Stanley Smith Barney (CRD#:149777) [&hellip;]<\/p>\n","protected":false},"author":2,"featured_media":0,"comment_status":"closed","ping_status":"closed","sticky":false,"template":"","format":"standard","meta":{"footnotes":""},"categories":[580],"tags":[],"class_list":["post-10446","post","type-post","status-publish","format-standard","hentry","category-stockbroker-misconduct"],"yoast_head":"<!-- This site is optimized with the Yoast SEO plugin v27.4 - https:\/\/yoast.com\/product\/yoast-seo-wordpress\/ -->\n<title>Broker William LeBoeuf Suspended Over Private Securities Transactions<\/title>\n<meta name=\"description\" content=\"William LeBoeuf is a former broker and investment adviser whose last known employer was Cetera Advisor Networks LLC of Beavercreek, OH.\" \/>\n<meta name=\"robots\" content=\"index, follow, max-snippet:-1, max-image-preview:large, max-video-preview:-1\" \/>\n<link rel=\"canonical\" href=\"https:\/\/www.silverlaw.com\/blog\/broker-william-leboeuf-suspended-over-private-securities-transactions\/\" \/>\n<meta name=\"twitter:card\" content=\"summary_large_image\" \/>\n<meta name=\"twitter:title\" content=\"Broker William LeBoeuf Suspended Over Private Securities Transactions\" \/>\n<meta name=\"twitter:description\" content=\"William LeBoeuf is a former broker and investment adviser whose last known employer was Cetera Advisor Networks LLC of Beavercreek, OH.\" \/>\n<meta name=\"twitter:image\" content=\"https:\/\/www.silverlaw.com\/blog\/wp-content\/uploads\/2022\/03\/William-LeBoeuf.jpg\" \/>\n<meta name=\"twitter:label1\" content=\"Written by\" \/>\n\t<meta name=\"twitter:data1\" content=\"Silver Law Group\" \/>\n\t<meta name=\"twitter:label2\" content=\"Est. reading time\" \/>\n\t<meta name=\"twitter:data2\" content=\"3 minutes\" \/>\n<!-- \/ Yoast SEO plugin. -->","yoast_head_json":{"title":"Broker William 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