{"id":10425,"date":"2022-02-22T12:02:13","date_gmt":"2022-02-22T17:02:13","guid":{"rendered":"https:\/\/www.silverlaw.com\/blog\/?p=10425"},"modified":"2022-02-22T12:02:13","modified_gmt":"2022-02-22T17:02:13","slug":"finra-suspends-robert-anthony-guidicipietro-after-client-loss-of-35k","status":"publish","type":"post","link":"https:\/\/www.silverlaw.com\/blog\/finra-suspends-robert-anthony-guidicipietro-after-client-loss-of-35k\/","title":{"rendered":"FINRA Suspends Robert Anthony Guidicipietro After Client Loss Of $35K"},"content":{"rendered":"<p><img loading=\"lazy\" decoding=\"async\" class=\"alignleft wp-image-10426 size-full\" src=\"https:\/\/www.silverlaw.com\/blog\/wp-content\/uploads\/2022\/02\/Robert-Anthony-Guidicipietro.jpg\" alt=\"Robert Anthony Guidicipietro (CRD#: 1588069, aka \u201cRobert A. Peters\u201d) is a currently registered broker and investment advisor employed at Alexander Capital, L.P. (CRD#: 40077) of New York, NY. His previous employers include Arive Capital Markets (CRD#:8060) of Bay Ridge, NY, Aegis Capital Corp. (CRD#:15007), Holmdel, NJ, and Obsidian Financial Group, LLC (CRD#:104255, expelled by FINRA on 10\/16\/2013) of Red Bank, NJ. He has been in the industry since 1991.  The most recent allegation of misconduct came from Guidicipietro\u2019s tenure at Arive. From January 2019 through November 2019, Guidicipietro engaged in \u201cexcessive and unsuitable trading, including the use of margin\u201d in the account of an elderly investor. The client, a 78-year-old retired supervisor from New York's Metropolitan Transit Authority, had a conservative investment objective and was not a seasoned investor.  Guidicipietro then recommended to the client that he place a total of 56 trades in his account, all of which were on margin. Because the account setup with a cost-to-equity ratio of 34 required the customer\u2019s account to grow by more than 34% to break even, the customer ultimately lost $35,219.74 in fees and commissions.\" width=\"300\" height=\"200\" srcset=\"https:\/\/www.silverlaw.com\/blog\/wp-content\/uploads\/2022\/02\/Robert-Anthony-Guidicipietro.jpg 300w, https:\/\/www.silverlaw.com\/blog\/wp-content\/uploads\/2022\/02\/Robert-Anthony-Guidicipietro-180x120.jpg 180w\" sizes=\"auto, (max-width: 300px) 100vw, 300px\" \/>Robert Anthony Guidicipietro (CRD#: <a href=\"https:\/\/brokercheck.finra.org\/individual\/summary\/1588069\" target=\"_blank\">1588069<\/a>, aka \u201cRobert A. Peters\u201d) is a currently registered broker and investment advisor employed at Alexander Capital, L.P. (CRD#: 40077) of New York, NY. His previous employers include Arive Capital Markets (CRD#:8060) of Bay Ridge, NY, Aegis Capital Corp. (CRD#:15007), Holmdel, NJ, and Obsidian Financial Group, LLC (CRD#:104255, expelled by FINRA on 10\/16\/2013) of Red Bank, NJ. He has been in the industry since 1991. <a href=\"https:\/\/www.silverlaw.com\/blog\/finra-suspends-robert-anthony-guidicipietro-after-client-loss-of-35k\/#more-10425\" class=\"more-link\">Continue reading \u203a<\/a><\/p>\n","protected":false},"excerpt":{"rendered":"<p>Robert Anthony Guidicipietro (CRD#: 1588069, aka \u201cRobert A. Peters\u201d) is a currently registered broker and investment advisor employed at Alexander Capital, L.P. (CRD#: 40077) of New York, NY. His previous employers include Arive Capital Markets (CRD#:8060) of Bay Ridge, NY, Aegis Capital Corp. (CRD#:15007), Holmdel, NJ, and Obsidian Financial Group, LLC (CRD#:104255, expelled by FINRA [&hellip;]<\/p>\n","protected":false},"author":2,"featured_media":0,"comment_status":"closed","ping_status":"closed","sticky":false,"template":"","format":"standard","meta":{"footnotes":""},"categories":[589,580],"tags":[],"class_list":["post-10425","post","type-post","status-publish","format-standard","hentry","category-churning-2","category-stockbroker-misconduct"],"yoast_head":"<!-- This site is optimized with the Yoast SEO plugin v25.7 - https:\/\/yoast.com\/wordpress\/plugins\/seo\/ -->\n<title>FINRA Suspends Robert Anthony Guidicipietro After Client Loss Of $35K<\/title>\n<meta name=\"description\" content=\"Robert Anthony Guidicipietro is a currently registered broker and investment advisor employed at Alexander Capital, L.P. of New York, NY.\" \/>\n<meta name=\"robots\" content=\"index, follow, max-snippet:-1, max-image-preview:large, max-video-preview:-1\" \/>\n<link rel=\"canonical\" href=\"https:\/\/www.silverlaw.com\/blog\/finra-suspends-robert-anthony-guidicipietro-after-client-loss-of-35k\/\" \/>\n<meta name=\"twitter:card\" content=\"summary_large_image\" \/>\n<meta name=\"twitter:title\" content=\"FINRA Suspends Robert Anthony Guidicipietro After Client Loss Of $35K\" \/>\n<meta name=\"twitter:description\" content=\"Robert Anthony Guidicipietro is a currently registered broker and investment advisor employed at Alexander Capital, L.P. of New York, NY.\" \/>\n<meta name=\"twitter:image\" content=\"https:\/\/www.silverlaw.com\/blog\/wp-content\/uploads\/2022\/02\/Robert-Anthony-Guidicipietro.jpg\" \/>\n<meta name=\"twitter:label1\" content=\"Written by\" \/>\n\t<meta name=\"twitter:data1\" content=\"Silver Law Group\" \/>\n\t<meta name=\"twitter:label2\" content=\"Est. reading time\" \/>\n\t<meta name=\"twitter:data2\" content=\"3 minutes\" \/>\n<!-- \/ Yoast SEO plugin. -->","yoast_head_json":{"title":"FINRA Suspends Robert Anthony Guidicipietro After Client Loss Of $35K","description":"Robert Anthony Guidicipietro is a currently registered broker and investment advisor employed at Alexander Capital, L.P. of New York, NY.","robots":{"index":"index","follow":"follow","max-snippet":"max-snippet:-1","max-image-preview":"max-image-preview:large","max-video-preview":"max-video-preview:-1"},"canonical":"https:\/\/www.silverlaw.com\/blog\/finra-suspends-robert-anthony-guidicipietro-after-client-loss-of-35k\/","twitter_card":"summary_large_image","twitter_title":"FINRA Suspends Robert Anthony Guidicipietro After Client Loss Of $35K","twitter_description":"Robert Anthony Guidicipietro is a currently registered broker and investment advisor employed at Alexander Capital, L.P. of New York, NY.","twitter_image":"https:\/\/www.silverlaw.com\/blog\/wp-content\/uploads\/2022\/02\/Robert-Anthony-Guidicipietro.jpg","twitter_misc":{"Written by":"Silver Law Group","Est. reading time":"3 minutes"},"schema":{"@context":"https:\/\/schema.org","@graph":[{"@type":"WebPage","@id":"https:\/\/www.silverlaw.com\/blog\/finra-suspends-robert-anthony-guidicipietro-after-client-loss-of-35k\/","url":"https:\/\/www.silverlaw.com\/blog\/finra-suspends-robert-anthony-guidicipietro-after-client-loss-of-35k\/","name":"FINRA Suspends Robert Anthony Guidicipietro After Client Loss Of $35K","isPartOf":{"@id":"https:\/\/www.silverlaw.com\/blog\/#website"},"primaryImageOfPage":{"@id":"https:\/\/www.silverlaw.com\/blog\/finra-suspends-robert-anthony-guidicipietro-after-client-loss-of-35k\/#primaryimage"},"image":{"@id":"https:\/\/www.silverlaw.com\/blog\/finra-suspends-robert-anthony-guidicipietro-after-client-loss-of-35k\/#primaryimage"},"thumbnailUrl":"https:\/\/www.silverlaw.com\/blog\/wp-content\/uploads\/2022\/02\/Robert-Anthony-Guidicipietro.jpg","datePublished":"2022-02-22T17:02:13+00:00","author":{"@id":"https:\/\/www.silverlaw.com\/blog\/#\/schema\/person\/de64d999508b1ad10d608a99f0d2e752"},"description":"Robert Anthony Guidicipietro is a currently registered broker and investment advisor employed at Alexander Capital, L.P. of New York, NY.","breadcrumb":{"@id":"https:\/\/www.silverlaw.com\/blog\/finra-suspends-robert-anthony-guidicipietro-after-client-loss-of-35k\/#breadcrumb"},"inLanguage":"en-US","potentialAction":[{"@type":"ReadAction","target":["https:\/\/www.silverlaw.com\/blog\/finra-suspends-robert-anthony-guidicipietro-after-client-loss-of-35k\/"]}]},{"@type":"ImageObject","inLanguage":"en-US","@id":"https:\/\/www.silverlaw.com\/blog\/finra-suspends-robert-anthony-guidicipietro-after-client-loss-of-35k\/#primaryimage","url":"https:\/\/www.silverlaw.com\/blog\/wp-content\/uploads\/2022\/02\/Robert-Anthony-Guidicipietro.jpg","contentUrl":"https:\/\/www.silverlaw.com\/blog\/wp-content\/uploads\/2022\/02\/Robert-Anthony-Guidicipietro.jpg","width":300,"height":200},{"@type":"BreadcrumbList","@id":"https:\/\/www.silverlaw.com\/blog\/finra-suspends-robert-anthony-guidicipietro-after-client-loss-of-35k\/#breadcrumb","itemListElement":[{"@type":"ListItem","position":1,"name":"Home","item":"https:\/\/www.silverlaw.com\/blog\/"},{"@type":"ListItem","position":2,"name":"FINRA Suspends Robert Anthony Guidicipietro After Client Loss Of $35K"}]},{"@type":"WebSite","@id":"https:\/\/www.silverlaw.com\/blog\/#website","url":"https:\/\/www.silverlaw.com\/blog\/","name":"Securities Arbitration Lawyers Blog","description":"Published by Securities Arbitration Lawyers \u2014 Silver Law Group","potentialAction":[{"@type":"SearchAction","target":{"@type":"EntryPoint","urlTemplate":"https:\/\/www.silverlaw.com\/blog\/?s={search_term_string}"},"query-input":{"@type":"PropertyValueSpecification","valueRequired":true,"valueName":"search_term_string"}}],"inLanguage":"en-US"},{"@type":"Person","@id":"https:\/\/www.silverlaw.com\/blog\/#\/schema\/person\/de64d999508b1ad10d608a99f0d2e752","name":"Silver Law Group","image":{"@type":"ImageObject","inLanguage":"en-US","@id":"https:\/\/www.silverlaw.com\/blog\/#\/schema\/person\/image\/","url":"https:\/\/secure.gravatar.com\/avatar\/9eb0a691642ae95c68ee1c45b5f50f35bae76a41f3d9f861c7bfd40c87661746?s=96&d=mm&r=g","contentUrl":"https:\/\/secure.gravatar.com\/avatar\/9eb0a691642ae95c68ee1c45b5f50f35bae76a41f3d9f861c7bfd40c87661746?s=96&d=mm&r=g","caption":"Silver Law Group"}}]}},"jetpack_featured_media_url":"","_links":{"self":[{"href":"https:\/\/www.silverlaw.com\/blog\/wp-json\/wp\/v2\/posts\/10425","targetHints":{"allow":["GET"]}}],"collection":[{"href":"https:\/\/www.silverlaw.com\/blog\/wp-json\/wp\/v2\/posts"}],"about":[{"href":"https:\/\/www.silverlaw.com\/blog\/wp-json\/wp\/v2\/types\/post"}],"author":[{"embeddable":true,"href":"https:\/\/www.silverlaw.com\/blog\/wp-json\/wp\/v2\/users\/2"}],"replies":[{"embeddable":true,"href":"https:\/\/www.silverlaw.com\/blog\/wp-json\/wp\/v2\/comments?post=10425"}],"version-history":[{"count":1,"href":"https:\/\/www.silverlaw.com\/blog\/wp-json\/wp\/v2\/posts\/10425\/revisions"}],"predecessor-version":[{"id":10427,"href":"https:\/\/www.silverlaw.com\/blog\/wp-json\/wp\/v2\/posts\/10425\/revisions\/10427"}],"wp:attachment":[{"href":"https:\/\/www.silverlaw.com\/blog\/wp-json\/wp\/v2\/media?parent=10425"}],"wp:term":[{"taxonomy":"category","embeddable":true,"href":"https:\/\/www.silverlaw.com\/blog\/wp-json\/wp\/v2\/categories?post=10425"},{"taxonomy":"post_tag","embeddable":true,"href":"https:\/\/www.silverlaw.com\/blog\/wp-json\/wp\/v2\/tags?post=10425"}],"curies":[{"name":"wp","href":"https:\/\/api.w.org\/{rel}","templated":true}]}}