{"id":1034,"date":"2017-06-12T18:37:25","date_gmt":"2017-06-12T22:37:25","guid":{"rendered":"http:\/\/www.elderfinancialfraudattorneys.com\/?p=1034"},"modified":"2018-10-04T15:48:22","modified_gmt":"2018-10-04T19:48:22","slug":"santander-securities-llc-broker-joan-marie-larsen-permanently-barred-finra","status":"publish","type":"post","link":"https:\/\/www.silverlaw.com\/blog\/santander-securities-llc-broker-joan-marie-larsen-permanently-barred-finra\/","title":{"rendered":"Santander Securities, LLC Broker Joan Marie Larsen Is Permanently Barred by FINRA"},"content":{"rendered":"<p><img decoding=\"async\" class=\"alignleft\" src=\"https:\/\/www.silverlaw.com\/blog\/wp-content\/uploads\/2017\/06\/iStock-155126799.jpg\" alt=\"iStock-155126799.jpg\" \/><\/p>\n<h2 style=\"text-align: justify;\">Career-ending move involves reports of accepting a loan from an elderly customer<\/h2>\n<p style=\"text-align: justify;\">New Jersey-based broker Joan Marie Larsen\u2019s financial industry career is over after she was reported to have accepted a loan from an elderly customer.<\/p>\n<p style=\"text-align: justify;\"><a href=\"https:\/\/brokercheck.finra.org\/individual\/summary\/4504926\"  rel=\"noopener\" target=\"_blank\"><span style=\"text-decoration: underline;\">In this case<\/span><\/a>, Larsen allegedly accepted a $50,000 interest-free personal loan from an elderly client who was not an immediate family member. An investigation by the Financial Industry Regulatory Authority (FINRA) found that \u201cLarsen\u2019s member firm did not have written procedures permitting such a loan.\u201d In addition, Larsen only paid $3,000 on the loan, leaving $47,000 still due to the customer.<\/p>\n<div class=\"read_more_link\"><a href=\"https:\/\/www.silverlaw.com\/blog\/santander-securities-llc-broker-joan-marie-larsen-permanently-barred-finra\/\"  title=\"Continue Reading Santander Securities, LLC Broker Joan Marie Larsen Is Permanently Barred by FINRA\" class=\"more-link\">Continue reading \u203a<\/a><\/div>\n","protected":false},"excerpt":{"rendered":"<p>Career-ending move involves reports of accepting a loan from an elderly customer New Jersey-based broker Joan Marie Larsen\u2019s financial industry career is over after she was reported to have accepted a loan from an elderly customer. In this case, Larsen allegedly accepted a $50,000 interest-free personal loan from an elderly client who was not an [&hellip;]<\/p>\n","protected":false},"author":2,"featured_media":1035,"comment_status":"closed","ping_status":"closed","sticky":false,"template":"","format":"standard","meta":{"footnotes":""},"categories":[1102],"tags":[9],"class_list":["post-1034","post","type-post","status-publish","format-standard","has-post-thumbnail","hentry","category-blog","tag-finra"],"yoast_head":"<!-- This site is optimized with the Yoast SEO plugin v25.7 - https:\/\/yoast.com\/wordpress\/plugins\/seo\/ -->\n<title>Joan Marie Larsen : Elder Financial Fraud Alert<\/title>\n<meta name=\"description\" content=\"Joan Marie Larsen is permanently barred from the securities industry after accepting, and failing to repay, a loan from an elderly customer.\" \/>\n<meta name=\"robots\" content=\"index, follow, max-snippet:-1, max-image-preview:large, max-video-preview:-1\" \/>\n<link rel=\"canonical\" href=\"https:\/\/www.silverlaw.com\/blog\/santander-securities-llc-broker-joan-marie-larsen-permanently-barred-finra\/\" \/>\n<meta name=\"twitter:card\" content=\"summary_large_image\" \/>\n<meta name=\"twitter:title\" content=\"Joan Marie Larsen : Elder Financial Fraud Alert\" \/>\n<meta name=\"twitter:description\" content=\"Joan Marie Larsen is permanently barred from the securities industry after accepting, and failing to repay, a loan from an elderly customer.\" \/>\n<meta name=\"twitter:image\" content=\"https:\/\/www.silverlaw.com\/blog\/wp-content\/uploads\/2017\/06\/iStock-155126799.jpg\" \/>\n<meta name=\"twitter:label1\" content=\"Written by\" \/>\n\t<meta name=\"twitter:data1\" content=\"Silver Law Group\" \/>\n\t<meta name=\"twitter:label2\" content=\"Est. reading time\" \/>\n\t<meta name=\"twitter:data2\" content=\"2 minutes\" \/>\n<!-- \/ Yoast SEO plugin. -->","yoast_head_json":{"title":"Joan Marie Larsen : Elder Financial Fraud Alert","description":"Joan Marie Larsen is permanently barred from the securities industry after accepting, and failing to repay, a loan from an elderly customer.","robots":{"index":"index","follow":"follow","max-snippet":"max-snippet:-1","max-image-preview":"max-image-preview:large","max-video-preview":"max-video-preview:-1"},"canonical":"https:\/\/www.silverlaw.com\/blog\/santander-securities-llc-broker-joan-marie-larsen-permanently-barred-finra\/","twitter_card":"summary_large_image","twitter_title":"Joan Marie Larsen : Elder Financial Fraud Alert","twitter_description":"Joan Marie Larsen is permanently barred from the securities industry after accepting, and failing to repay, a loan from an elderly customer.","twitter_image":"https:\/\/www.silverlaw.com\/blog\/wp-content\/uploads\/2017\/06\/iStock-155126799.jpg","twitter_misc":{"Written by":"Silver Law Group","Est. reading time":"2 minutes"},"schema":{"@context":"https:\/\/schema.org","@graph":[{"@type":"WebPage","@id":"https:\/\/www.silverlaw.com\/blog\/santander-securities-llc-broker-joan-marie-larsen-permanently-barred-finra\/","url":"https:\/\/www.silverlaw.com\/blog\/santander-securities-llc-broker-joan-marie-larsen-permanently-barred-finra\/","name":"Joan Marie Larsen : Elder Financial Fraud Alert","isPartOf":{"@id":"https:\/\/www.silverlaw.com\/blog\/#website"},"primaryImageOfPage":{"@id":"https:\/\/www.silverlaw.com\/blog\/santander-securities-llc-broker-joan-marie-larsen-permanently-barred-finra\/#primaryimage"},"image":{"@id":"https:\/\/www.silverlaw.com\/blog\/santander-securities-llc-broker-joan-marie-larsen-permanently-barred-finra\/#primaryimage"},"thumbnailUrl":"https:\/\/www.silverlaw.com\/blog\/wp-content\/uploads\/2017\/06\/iStock-155126799.jpg","datePublished":"2017-06-12T22:37:25+00:00","dateModified":"2018-10-04T19:48:22+00:00","author":{"@id":"https:\/\/www.silverlaw.com\/blog\/#\/schema\/person\/de64d999508b1ad10d608a99f0d2e752"},"description":"Joan Marie Larsen is permanently barred from the securities industry after accepting, and failing to repay, a loan from an elderly customer.","breadcrumb":{"@id":"https:\/\/www.silverlaw.com\/blog\/santander-securities-llc-broker-joan-marie-larsen-permanently-barred-finra\/#breadcrumb"},"inLanguage":"en-US","potentialAction":[{"@type":"ReadAction","target":["https:\/\/www.silverlaw.com\/blog\/santander-securities-llc-broker-joan-marie-larsen-permanently-barred-finra\/"]}]},{"@type":"ImageObject","inLanguage":"en-US","@id":"https:\/\/www.silverlaw.com\/blog\/santander-securities-llc-broker-joan-marie-larsen-permanently-barred-finra\/#primaryimage","url":"https:\/\/www.silverlaw.com\/blog\/wp-content\/uploads\/2017\/06\/iStock-155126799.jpg","contentUrl":"https:\/\/www.silverlaw.com\/blog\/wp-content\/uploads\/2017\/06\/iStock-155126799.jpg","width":1254,"height":836,"caption":"Santander Securities, LLC Broker Joan Marie Larsen Is Permanently Barred by FINRA on elderfinancialfraudattorneys.com"},{"@type":"BreadcrumbList","@id":"https:\/\/www.silverlaw.com\/blog\/santander-securities-llc-broker-joan-marie-larsen-permanently-barred-finra\/#breadcrumb","itemListElement":[{"@type":"ListItem","position":1,"name":"Home","item":"https:\/\/www.silverlaw.com\/blog\/"},{"@type":"ListItem","position":2,"name":"Santander Securities, LLC Broker Joan Marie Larsen Is Permanently Barred by FINRA"}]},{"@type":"WebSite","@id":"https:\/\/www.silverlaw.com\/blog\/#website","url":"https:\/\/www.silverlaw.com\/blog\/","name":"Securities Arbitration Lawyers Blog","description":"Published by Securities Arbitration Lawyers \u2014 Silver Law Group","potentialAction":[{"@type":"SearchAction","target":{"@type":"EntryPoint","urlTemplate":"https:\/\/www.silverlaw.com\/blog\/?s={search_term_string}"},"query-input":{"@type":"PropertyValueSpecification","valueRequired":true,"valueName":"search_term_string"}}],"inLanguage":"en-US"},{"@type":"Person","@id":"https:\/\/www.silverlaw.com\/blog\/#\/schema\/person\/de64d999508b1ad10d608a99f0d2e752","name":"Silver Law Group","image":{"@type":"ImageObject","inLanguage":"en-US","@id":"https:\/\/www.silverlaw.com\/blog\/#\/schema\/person\/image\/","url":"https:\/\/secure.gravatar.com\/avatar\/9eb0a691642ae95c68ee1c45b5f50f35bae76a41f3d9f861c7bfd40c87661746?s=96&d=mm&r=g","contentUrl":"https:\/\/secure.gravatar.com\/avatar\/9eb0a691642ae95c68ee1c45b5f50f35bae76a41f3d9f861c7bfd40c87661746?s=96&d=mm&r=g","caption":"Silver Law Group"}}]}},"jetpack_featured_media_url":"https:\/\/www.silverlaw.com\/blog\/wp-content\/uploads\/2017\/06\/iStock-155126799.jpg","_links":{"self":[{"href":"https:\/\/www.silverlaw.com\/blog\/wp-json\/wp\/v2\/posts\/1034","targetHints":{"allow":["GET"]}}],"collection":[{"href":"https:\/\/www.silverlaw.com\/blog\/wp-json\/wp\/v2\/posts"}],"about":[{"href":"https:\/\/www.silverlaw.com\/blog\/wp-json\/wp\/v2\/types\/post"}],"author":[{"embeddable":true,"href":"https:\/\/www.silverlaw.com\/blog\/wp-json\/wp\/v2\/users\/2"}],"replies":[{"embeddable":true,"href":"https:\/\/www.silverlaw.com\/blog\/wp-json\/wp\/v2\/comments?post=1034"}],"version-history":[{"count":2,"href":"https:\/\/www.silverlaw.com\/blog\/wp-json\/wp\/v2\/posts\/1034\/revisions"}],"predecessor-version":[{"id":6564,"href":"https:\/\/www.silverlaw.com\/blog\/wp-json\/wp\/v2\/posts\/1034\/revisions\/6564"}],"wp:featuredmedia":[{"embeddable":true,"href":"https:\/\/www.silverlaw.com\/blog\/wp-json\/wp\/v2\/media\/1035"}],"wp:attachment":[{"href":"https:\/\/www.silverlaw.com\/blog\/wp-json\/wp\/v2\/media?parent=1034"}],"wp:term":[{"taxonomy":"category","embeddable":true,"href":"https:\/\/www.silverlaw.com\/blog\/wp-json\/wp\/v2\/categories?post=1034"},{"taxonomy":"post_tag","embeddable":true,"href":"https:\/\/www.silverlaw.com\/blog\/wp-json\/wp\/v2\/tags?post=1034"}],"curies":[{"name":"wp","href":"https:\/\/api.w.org\/{rel}","templated":true}]}}