{"id":10221,"date":"2021-10-13T11:45:55","date_gmt":"2021-10-13T15:45:55","guid":{"rendered":"https:\/\/www.silverlaw.com\/blog\/?p=10221"},"modified":"2021-10-13T11:45:55","modified_gmt":"2021-10-13T15:45:55","slug":"after-finra-ban-ron-harrison-accused-of-investment-advisory-fraud-while-sec-freezes-assets","status":"publish","type":"post","link":"https:\/\/www.silverlaw.com\/blog\/after-finra-ban-ron-harrison-accused-of-investment-advisory-fraud-while-sec-freezes-assets\/","title":{"rendered":"After FINRA Ban, Ron Harrison Accused Of Investment Advisory Fraud While SEC Freezes Assets"},"content":{"rendered":"<p><img loading=\"lazy\" decoding=\"async\" class=\"alignleft wp-image-10222 size-full\" src=\"https:\/\/www.silverlaw.com\/blog\/wp-content\/uploads\/2021\/10\/Ron-Harrison.jpg\" alt=\"The SEC announced that it has filed a temporary restraining order against Ron Harrison (Ron K. Harrison), a former registered broker and investment advisor (CRD#: 1785805) to freeze the assets of his company, Global Trading Institute, and his girlfriend since 2017, Irina Parfyonova. She is named as a relief defendant after receiving more than $279,000 from Harrison\u2019s fraudulent activities, using the funds for their own living expenses.  The US District Court in the Central District of California granted the SEC\u2019s restraining order on September 30, 2021, freezing assets and requiring a full accounting of all funds. The court also set another hearing on October 14th to extend the emergency relief with a preliminary injunction.\u00a0  The complaint states that Harrison and Parfyonova live in Ladera Ranch, CA. Harrison was unregistered, and ran his company, Global Trading Institute (GTI) since 2016 and the now-defunct Trading Advisement Program, LLC (TAP.) Neither were ever registered with the SEC. Harrison charged 22 clients $900,000 based on alleged gains he\u2019d made trading options in the client\u2019s accounts.\" width=\"300\" height=\"200\" srcset=\"https:\/\/www.silverlaw.com\/blog\/wp-content\/uploads\/2021\/10\/Ron-Harrison.jpg 300w, https:\/\/www.silverlaw.com\/blog\/wp-content\/uploads\/2021\/10\/Ron-Harrison-180x120.jpg 180w\" sizes=\"auto, (max-width: 300px) 100vw, 300px\" \/>The SEC announced that it has filed a temporary restraining order against Ron Harrison (Ron K. Harrison), a former registered broker and investment advisor (CRD#: <a href=\"https:\/\/brokercheck.finra.org\/individual\/summary\/1785805\" target=\"_blank\">1785805<\/a>) to freeze the assets of his company, Global Trading Institute, and his girlfriend since 2017, Irina Parfyonova. She is named as a relief defendant after receiving more than $279,000 from Harrison\u2019s fraudulent activities, using the funds for their own living expenses. <a href=\"https:\/\/www.silverlaw.com\/blog\/after-finra-ban-ron-harrison-accused-of-investment-advisory-fraud-while-sec-freezes-assets\/#more-10221\" class=\"more-link\">Continue reading \u203a<\/a><\/p>\n","protected":false},"excerpt":{"rendered":"<p>The SEC announced that it has filed a temporary restraining order against Ron Harrison (Ron K. Harrison), a former registered broker and investment advisor (CRD#: 1785805) to freeze the assets of his company, Global Trading Institute, and his girlfriend since 2017, Irina Parfyonova. She is named as a relief defendant after receiving more than $279,000 [&hellip;]<\/p>\n","protected":false},"author":2,"featured_media":0,"comment_status":"closed","ping_status":"closed","sticky":false,"template":"","format":"standard","meta":{"footnotes":""},"categories":[583,580],"tags":[],"class_list":["post-10221","post","type-post","status-publish","format-standard","hentry","category-sec-actions","category-stockbroker-misconduct"],"yoast_head":"<!-- This site is optimized with the Yoast SEO plugin v25.7 - https:\/\/yoast.com\/wordpress\/plugins\/seo\/ -->\n<title>Ron Harrison Accused Of Investment Advisory Fraud, SEC Freezes Assets<\/title>\n<meta name=\"description\" content=\"The SEC filed a temporary restraining order against Ron Harrison to freeze the assets of his company, Global Trading Institute.\" \/>\n<meta name=\"robots\" content=\"index, follow, max-snippet:-1, max-image-preview:large, max-video-preview:-1\" \/>\n<link rel=\"canonical\" href=\"https:\/\/www.silverlaw.com\/blog\/after-finra-ban-ron-harrison-accused-of-investment-advisory-fraud-while-sec-freezes-assets\/\" \/>\n<meta name=\"twitter:card\" content=\"summary_large_image\" \/>\n<meta name=\"twitter:title\" content=\"Ron Harrison Accused Of Investment Advisory Fraud, SEC Freezes Assets\" \/>\n<meta name=\"twitter:description\" content=\"The SEC filed a temporary restraining order against Ron Harrison to freeze the assets of his company, Global Trading Institute.\" \/>\n<meta name=\"twitter:image\" content=\"https:\/\/www.silverlaw.com\/blog\/wp-content\/uploads\/2021\/10\/Ron-Harrison.jpg\" \/>\n<meta name=\"twitter:label1\" content=\"Written by\" \/>\n\t<meta name=\"twitter:data1\" content=\"Silver Law Group\" \/>\n\t<meta name=\"twitter:label2\" content=\"Est. reading time\" \/>\n\t<meta name=\"twitter:data2\" content=\"3 minutes\" \/>\n<!-- \/ Yoast SEO plugin. -->","yoast_head_json":{"title":"Ron Harrison Accused Of Investment Advisory Fraud, SEC Freezes Assets","description":"The SEC filed a temporary restraining order against Ron Harrison to freeze the assets of his company, Global Trading Institute.","robots":{"index":"index","follow":"follow","max-snippet":"max-snippet:-1","max-image-preview":"max-image-preview:large","max-video-preview":"max-video-preview:-1"},"canonical":"https:\/\/www.silverlaw.com\/blog\/after-finra-ban-ron-harrison-accused-of-investment-advisory-fraud-while-sec-freezes-assets\/","twitter_card":"summary_large_image","twitter_title":"Ron Harrison Accused Of Investment Advisory Fraud, SEC Freezes Assets","twitter_description":"The SEC filed a temporary restraining order against Ron Harrison to freeze the assets of his company, Global Trading Institute.","twitter_image":"https:\/\/www.silverlaw.com\/blog\/wp-content\/uploads\/2021\/10\/Ron-Harrison.jpg","twitter_misc":{"Written by":"Silver Law Group","Est. reading time":"3 minutes"},"schema":{"@context":"https:\/\/schema.org","@graph":[{"@type":"WebPage","@id":"https:\/\/www.silverlaw.com\/blog\/after-finra-ban-ron-harrison-accused-of-investment-advisory-fraud-while-sec-freezes-assets\/","url":"https:\/\/www.silverlaw.com\/blog\/after-finra-ban-ron-harrison-accused-of-investment-advisory-fraud-while-sec-freezes-assets\/","name":"Ron Harrison Accused Of Investment Advisory Fraud, SEC Freezes Assets","isPartOf":{"@id":"https:\/\/www.silverlaw.com\/blog\/#website"},"primaryImageOfPage":{"@id":"https:\/\/www.silverlaw.com\/blog\/after-finra-ban-ron-harrison-accused-of-investment-advisory-fraud-while-sec-freezes-assets\/#primaryimage"},"image":{"@id":"https:\/\/www.silverlaw.com\/blog\/after-finra-ban-ron-harrison-accused-of-investment-advisory-fraud-while-sec-freezes-assets\/#primaryimage"},"thumbnailUrl":"https:\/\/www.silverlaw.com\/blog\/wp-content\/uploads\/2021\/10\/Ron-Harrison.jpg","datePublished":"2021-10-13T15:45:55+00:00","author":{"@id":"https:\/\/www.silverlaw.com\/blog\/#\/schema\/person\/de64d999508b1ad10d608a99f0d2e752"},"description":"The SEC filed a temporary restraining order against Ron Harrison to freeze the assets of his company, Global Trading Institute.","breadcrumb":{"@id":"https:\/\/www.silverlaw.com\/blog\/after-finra-ban-ron-harrison-accused-of-investment-advisory-fraud-while-sec-freezes-assets\/#breadcrumb"},"inLanguage":"en-US","potentialAction":[{"@type":"ReadAction","target":["https:\/\/www.silverlaw.com\/blog\/after-finra-ban-ron-harrison-accused-of-investment-advisory-fraud-while-sec-freezes-assets\/"]}]},{"@type":"ImageObject","inLanguage":"en-US","@id":"https:\/\/www.silverlaw.com\/blog\/after-finra-ban-ron-harrison-accused-of-investment-advisory-fraud-while-sec-freezes-assets\/#primaryimage","url":"https:\/\/www.silverlaw.com\/blog\/wp-content\/uploads\/2021\/10\/Ron-Harrison.jpg","contentUrl":"https:\/\/www.silverlaw.com\/blog\/wp-content\/uploads\/2021\/10\/Ron-Harrison.jpg","width":300,"height":200},{"@type":"BreadcrumbList","@id":"https:\/\/www.silverlaw.com\/blog\/after-finra-ban-ron-harrison-accused-of-investment-advisory-fraud-while-sec-freezes-assets\/#breadcrumb","itemListElement":[{"@type":"ListItem","position":1,"name":"Home","item":"https:\/\/www.silverlaw.com\/blog\/"},{"@type":"ListItem","position":2,"name":"After FINRA Ban, Ron Harrison Accused Of Investment Advisory Fraud While SEC Freezes Assets"}]},{"@type":"WebSite","@id":"https:\/\/www.silverlaw.com\/blog\/#website","url":"https:\/\/www.silverlaw.com\/blog\/","name":"Securities Arbitration Lawyers Blog","description":"Published by Securities Arbitration Lawyers \u2014 Silver Law Group","potentialAction":[{"@type":"SearchAction","target":{"@type":"EntryPoint","urlTemplate":"https:\/\/www.silverlaw.com\/blog\/?s={search_term_string}"},"query-input":{"@type":"PropertyValueSpecification","valueRequired":true,"valueName":"search_term_string"}}],"inLanguage":"en-US"},{"@type":"Person","@id":"https:\/\/www.silverlaw.com\/blog\/#\/schema\/person\/de64d999508b1ad10d608a99f0d2e752","name":"Silver Law Group","image":{"@type":"ImageObject","inLanguage":"en-US","@id":"https:\/\/www.silverlaw.com\/blog\/#\/schema\/person\/image\/","url":"https:\/\/secure.gravatar.com\/avatar\/9eb0a691642ae95c68ee1c45b5f50f35bae76a41f3d9f861c7bfd40c87661746?s=96&d=mm&r=g","contentUrl":"https:\/\/secure.gravatar.com\/avatar\/9eb0a691642ae95c68ee1c45b5f50f35bae76a41f3d9f861c7bfd40c87661746?s=96&d=mm&r=g","caption":"Silver Law Group"}}]}},"jetpack_featured_media_url":"","_links":{"self":[{"href":"https:\/\/www.silverlaw.com\/blog\/wp-json\/wp\/v2\/posts\/10221","targetHints":{"allow":["GET"]}}],"collection":[{"href":"https:\/\/www.silverlaw.com\/blog\/wp-json\/wp\/v2\/posts"}],"about":[{"href":"https:\/\/www.silverlaw.com\/blog\/wp-json\/wp\/v2\/types\/post"}],"author":[{"embeddable":true,"href":"https:\/\/www.silverlaw.com\/blog\/wp-json\/wp\/v2\/users\/2"}],"replies":[{"embeddable":true,"href":"https:\/\/www.silverlaw.com\/blog\/wp-json\/wp\/v2\/comments?post=10221"}],"version-history":[{"count":1,"href":"https:\/\/www.silverlaw.com\/blog\/wp-json\/wp\/v2\/posts\/10221\/revisions"}],"predecessor-version":[{"id":10223,"href":"https:\/\/www.silverlaw.com\/blog\/wp-json\/wp\/v2\/posts\/10221\/revisions\/10223"}],"wp:attachment":[{"href":"https:\/\/www.silverlaw.com\/blog\/wp-json\/wp\/v2\/media?parent=10221"}],"wp:term":[{"taxonomy":"category","embeddable":true,"href":"https:\/\/www.silverlaw.com\/blog\/wp-json\/wp\/v2\/categories?post=10221"},{"taxonomy":"post_tag","embeddable":true,"href":"https:\/\/www.silverlaw.com\/blog\/wp-json\/wp\/v2\/tags?post=10221"}],"curies":[{"name":"wp","href":"https:\/\/api.w.org\/{rel}","templated":true}]}}