{"id":10069,"date":"2021-07-07T10:19:20","date_gmt":"2021-07-07T14:19:20","guid":{"rendered":"https:\/\/www.silverlaw.com\/blog\/?p=10069"},"modified":"2021-07-07T10:19:20","modified_gmt":"2021-07-07T14:19:20","slug":"finra-bars-broker-kevin-meadows-formerly-of-ibn-financial-services","status":"publish","type":"post","link":"https:\/\/www.silverlaw.com\/blog\/finra-bars-broker-kevin-meadows-formerly-of-ibn-financial-services\/","title":{"rendered":"FINRA Bars Broker Kevin Meadows, Formerly Of IBN Financial Services"},"content":{"rendered":"<p><img loading=\"lazy\" decoding=\"async\" class=\"alignleft wp-image-10070 size-full\" src=\"https:\/\/www.silverlaw.com\/blog\/wp-content\/uploads\/2021\/07\/Kevin-Meadows.jpg\" alt=\"Kevin Meadows (Kevin Kimball Meadows CRD #2878889) is a former registered broker and investment advisor whose most recent employer was IBN Financial Services, Inc. of Liverpool, NY. Prior to working at IBN, Meadows was registered with Lombard Securities Incorporated, Cape Securities Inc, and First Allied Securities, Inc.\u00a0 Meadows has been in the securities industry since 1997.  Kevin Meadows Failed To Cooperate With FINRA\u2019s Investigation Into Misconduct  In May 2021, FINRA indefinitely barred Meadows from working in the brokerage industry. According to FINRA\u2019s Letter of Acceptance, Waiver, and Consent with Meadows, he declined to provide documentation and information along with on-the-record testimony after a former employer disclosed a customer complaint on his record.  Just a year earlier, FINRA suspended Meadows for three months following an investigation into his aggressive trading of three accounts belonging to an elderly customer at Cape Securities, resulting in losses. According to FINRA:  Meadows excessively and unsuitably traded three accounts of a senior customer Meadows controlled the trading in these three accounts by recommending almost all of the trades\" width=\"300\" height=\"200\" srcset=\"https:\/\/www.silverlaw.com\/blog\/wp-content\/uploads\/2021\/07\/Kevin-Meadows.jpg 300w, https:\/\/www.silverlaw.com\/blog\/wp-content\/uploads\/2021\/07\/Kevin-Meadows-180x120.jpg 180w\" sizes=\"auto, (max-width: 300px) 100vw, 300px\" \/>Kevin Meadows (Kevin Kimball Meadows CRD #<a href=\"https:\/\/brokercheck.finra.org\/individual\/summary\/2878889\" target=\"_blank\">2878889<\/a>) is a former registered broker and investment advisor whose most recent employer was IBN Financial Services, Inc. of Liverpool, NY. Prior to working at IBN, Meadows was registered with Lombard Securities Incorporated, Cape Securities Inc, and First Allied Securities, Inc.\u00a0 Meadows has been in the securities industry since 1997. <a href=\"https:\/\/www.silverlaw.com\/blog\/finra-bars-broker-kevin-meadows-formerly-of-ibn-financial-services\/#more-10069\" class=\"more-link\">Continue reading \u203a<\/a><\/p>\n","protected":false},"excerpt":{"rendered":"<p>Kevin Meadows (Kevin Kimball Meadows CRD #2878889) is a former registered broker and investment advisor whose most recent employer was IBN Financial Services, Inc. of Liverpool, NY. Prior to working at IBN, Meadows was registered with Lombard Securities Incorporated, Cape Securities Inc, and First Allied Securities, Inc.\u00a0 Meadows has been in the securities industry since [&hellip;]<\/p>\n","protected":false},"author":2,"featured_media":0,"comment_status":"closed","ping_status":"closed","sticky":false,"template":"","format":"standard","meta":{"footnotes":""},"categories":[589,577],"tags":[],"class_list":["post-10069","post","type-post","status-publish","format-standard","hentry","category-churning-2","category-finra-disciplinary-actions"],"yoast_head":"<!-- This site is optimized with the Yoast SEO plugin v25.7 - https:\/\/yoast.com\/wordpress\/plugins\/seo\/ -->\n<title>FINRA Bars Broker Kevin Meadows, Formerly Of IBN Financial Services &#8212;<\/title>\n<meta name=\"description\" content=\"Kevin Meadows is a former registered broker and investment advisor whose most recent employer was IBN Financial Services of Liverpool, NY.\" \/>\n<meta name=\"robots\" content=\"index, follow, max-snippet:-1, max-image-preview:large, max-video-preview:-1\" \/>\n<link rel=\"canonical\" href=\"https:\/\/www.silverlaw.com\/blog\/finra-bars-broker-kevin-meadows-formerly-of-ibn-financial-services\/\" \/>\n<meta name=\"twitter:card\" content=\"summary_large_image\" \/>\n<meta name=\"twitter:title\" content=\"FINRA Bars Broker Kevin Meadows, Formerly Of IBN Financial Services &#8212;\" \/>\n<meta name=\"twitter:description\" content=\"Kevin Meadows is a former registered broker and investment advisor whose most recent employer was IBN Financial Services of Liverpool, NY.\" \/>\n<meta name=\"twitter:image\" content=\"https:\/\/www.silverlaw.com\/blog\/wp-content\/uploads\/2021\/07\/Kevin-Meadows.jpg\" \/>\n<meta name=\"twitter:label1\" content=\"Written by\" \/>\n\t<meta name=\"twitter:data1\" content=\"Silver Law Group\" \/>\n\t<meta name=\"twitter:label2\" content=\"Est. reading time\" \/>\n\t<meta name=\"twitter:data2\" content=\"3 minutes\" \/>\n<!-- \/ 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