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Thomas Kelly Customer Disputes Total Over $1M

Thomas Edison Kelly, Jr (CRD #2877415) is a registered FINRA broker who is currently employed with Aegis Capital Corporation (CRD #15007) of New York, NY. His previous employers include National Securities Corporation (CRD #7569, expelled by FINRA in 2009) and First Republic Group, LLC (CRD #39781), also of New York. He has been in the industry since 1997.

National Securities Corporation: Frequent Customer Disputes with FINRA on silverlaw.com

Kelly is the subject of three recent customer disputes, with requested damages of $1,191,844. They were filed on 10/01/2018, 08/13/2018 and 07/30/2018, respectively, with similar allegations of unsuitability, excessive trading, misrepresentations, negligence, and breach of contract/fiduciary duty. All three disputes are pending, and no other information is yet available.

Three previous customer disputes that were settled were filed between 12/2008 and 3/2010 echo these allegations. The damages requested totaled $4,715,400, and the cases were settled for $35,500 (the smallest settlement was $3,500). Kelly has a total of 17 disclosures, dating back to 1999.

Did You Invest With Thomas Kelly of Aegis?

If you’re wondering if your investments are safe and were properly handled, we can take another look at your accounts. Silver Law Group represents investors in securities and investment fraud cases. Our lawyers are admitted to practice in New York and Florida and represent investors nationwide to help recover investment losses due to stockbroker misconduct. If you have any questions about how your account has been handled, call to speak with an experienced securities attorney. Call us toll free at 800-975-4345, or use our online contact form to get in touch. Most cases handled on a contingent fee basis meaning that you do not pay legal fees unless we are successful.

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