Recently we told you about broker Thomas Kelly, (CRD#: 2877415) of National Securities Corp. of New York, NY. He has worked in the financial industry since 1997, and now has a total of 19 disclosures dating back to 1999, primarily customer disputes and FINRA arbitration claims.
In addition to the earlier disclosures that have a total requested damages amount of $1,191,844, another customer filed a dispute on 11/1/2018, alleging “suitability, unauthorized trading, breach of fiduciary duty and negligence.” This new claim is currently listed as “pending,” bringing the total of pending claims to four. The customer requests damages of $500,000, bringing the total of requested damages in these claims to $1,691,844.
Did You Invest With Thomas Kelly of National Securities?
If you’d like to know if your investments are safe and properly handled, we can review your accounts to be sure. Silver Law Group represents investors in securities and investment fraud cases. Our lawyers are admitted to practice in New York and Florida and represent investors nationwide to help recover investment losses due to stockbroker misconduct. If you have any questions about how your account has been handled, call to speak with an experienced securities attorney. Call us toll free at 800-975-4345, or use our online contact form to get in touch. Most cases handled on a contingent fee basis, meaning that you won’t pay legal fees unless we are successful.