Christopher Thomas Hildebrandt (CRD #1318476) is a former registered broker and investment advisor who was last employed with Principal Securities, Inc. (CRD #1137) of Cape May Court House, NJ. His previous employers are NIA Securities, L.L.C. (Now MMA Securities, LLC, CRD #44254) of New York, NY and Morgan Stanley DW INC. (CRD #7556) of Purchase, NY. He has been in the industry since 1998.
Hildebrandt was discharged from Principal Securities on 10/30/18 after a customer complaint filed on 9/23/2018 from a trustee alleging that Hildebrandt “misappropriated funds from his mother’s trust and “effected one or more unauthorized transactions.” No dollar amount or additional information is available.
A previous client dispute filed on 12/18/2017 alleged that Hildebrandt “misrepresented the IRA brokerage account by assuring him that the same investments were available to him if he transferred his assets from his 401k account.” Without admitting fault, the firm and Hildebrandt settled with the client for $7,414.23.